Duke University

Department of Political Science

Political Science 309:  Field Seminar in International Relations

Fall 2005

 

 

Monday, Wednesday, 1:15-2:30

Perkins Library 307

 

 

 

Christopher Gelpi                                                   Joseph M. Grieco
Perkins 318                                                           Perkins 315
660-4318; gelpi@duke.edu                                     660-4315; grieco@duke.edu
Office Hours: MW, 11:00-12:00Noon                      Office Hours:  MW, 9:00-10:00

Objectives of the Seminar

The objectives of this course are:  (1) to understand the scope and breadth of the theoretical literature that has defined the study of international relations; (2) to identify the strengths and weaknesses of the theoretical paradigms represented in that literature; (3) to define specific research questions and issues that must be addressed by future research; and (4) to prepare students for preliminary examinations in international relations.

Course Requirements

Response Papers (20% of final grade):  In order to encourage active thinking about the readings and discussion in class, students will write two brief commentaries (2 pages maximum, single-spaced) on the readings for a particular week. Students should seek in these notes to engage one or more themes in the works, discuss their strengths and weaknesses, and suggest future research questions facing that area of the literature. Students will sign up for their weeks at the first class meeting of the seminar. The papers will be circulated electronically to the entire class, and will be due at 9:00 a.m. on the relevant class day. You can email the entire class through the blackboard website.

Class Participation (10% of the final grade):  Students will be expected to come to class fully prepared to engage in a robust, informed discussion of the readings and the problems for the field of international relations raised by the readings.

Literature or Book Review (25% of the final grade):  The readings on this syllabus can only serve as a starting point from which students will engage additional important literature.  Students will therefore write a literature or book review on a topic of interest to them that relates to one of the subjects addressed by this course. A book review will generally focus intensively on one or two related books; a literature review will examine the development of a theme or problem through time and a larger number of readings.   Either type of analysis should be 4,000-5,000 words. Students should consult with the instructor before selecting a review topic.  Literature and book reviews that may serve as models for such forms of scholarship are listed at the end of this syllabus.

Written Final Examination (25% of the final grade):   Students will take a one-day in-class examination that will be patterned on the preliminary examinations that graduate students must pass before they may advance to the dissertation stage of the PhD program.

Oral Exam Final (20% of the final grade): As with the preliminary exam process, students will be given a brief oral exam with the course instructor. The oral exam may focus on issues raised in the written exam, but any material on the syllabus may be covered during the exam.

It is important that students cite the material that they have relied upon in writing these papers. If you have questions about when you need to provide citation for a source, please see the Duke Libraries' guide on avoiding plagiarism. If you have questions about how to provide citation on your sources, please see the Duke Libraries' guide on citation formats. Use any citation format that you prefer, what is important is that you give credit to the sources you used.

Required Books

The following books are available for purchase at the Duke University Bookstore and are also available for purchase through various online sources.

Geoffrey Blainey, The Causes of War, 3rd Ed. (Free Press, 1988).

 

E. H. Carr, The Twenty Years Crisis: 1919-1939 (Harper Torchbooks, 1964).

 

Irving Janis, Groupthink (Houghton Mifflin, 1980).

 

Robert Jervis, Perception and Misperception in International Politics (Princeton, 1976).

 

Peter Katzenstein, ed., The Culture of National Security (New York:  Columbia, 1996)

 

Robert Keohane, After Hegemony: Cooperation and Discord in the World Political Economy (Princeton 1984).

 

Gary King, Robert Keohane, and Sidney Verba, Designing Social Inquiry (Princeton,  1994).

Steven Miller, Sean Lynn-Jones, and Stephen Van Evera, eds., Military Strategy and the Origins of the First World War, revised and expanded edition (Princeton, 1991).

 

Kenneth Waltz, Man, the State and War (Columbia, 1954).

 

Kenneth Waltz, Theory of International Politics (Addison-Wesley, 1979).

 

Alexander Wendt, Social Theory of International Politics (Cambridge, 1999).

All other readings are available online through Duke's full-text databases or on e-reserves. Students can obtain the readings by clicking on the links below. Students must be connected to the Duke network or through the Duke VPN client to download and print the readings.

Topics and Schedule

 

Monday, August 29:  Organization and Introduction

Wednesday, August 31:  The Core Problem in IR—The Causes of War and the Conditions for Peace

Geoffrey Blainey, The Causes of War, third edition (Free Press, 1988), pp. 3-156.

 

September 5-7:  Theory Building in International Relations

Monday

Kenneth Waltz, ÒLaws and Theories,Ó Chapter 1 of Theory of International Relation
(Addison-Wesley), pp. 1-17.

Jon Elster, ÒMechanisms,Ó Chapter 1 of Elster, Nuts and Bolts of the Social Sciences (Cambridge, 1989), pp. 3-10. E-reserves

 

Gary King, Robert Keohane, and Sidney Verba, Designing Social Inquiry (Princeton, 1994), chapters 1-3.

 

Wednesday

 

Bruce Bueno de Mesquita, "Toward a Scientific Understanding of International Conflict: A Personal View,Ó in Symposium: Methodological Foundations of the Study of International Conflict, International Studies Quarterly, Vol. 29, No. 2. (Jun., 1985), pp. 121-136

Tim Buthe, "Taking Temporality Seriously:  Modeling History and the Use of Narratives as Evidence," American Political Science Review 96 (September 2002), pp. 481-493.

 

September 12-14:  Levels of Analysis in International Relations Theory

Monday

Kenneth Waltz, Man, the State, and War: A Theoretical Analysis (Columbia, 1954). Chapters 1,2,4 & 6.

Wednesday

Steven Miller, Sean Lynn-Jones, and Stephen Van Evera, eds., Military Strategy and the Origins of the First World War, revised and expanded edition (Princeton, 1991), preface by Miller and Lynn-Jones, and essays by Snyder, Sagan, and Levy.

 

September 19-21:  Systemic Perspectives—Early Writings

Monday

E.H Carr, The Twenty Years Crisis: 1919-1939 (Harper Torchbooks, 1964), pp. 22-94.

Hans J. Morgenthau. Politics Among Nations, third edition, Chapter 1, as well as pp. 531-534 (on the European Communities). E-reserves

Wednesday

A.F. K. Organski, ÒThe Power Transition,Ó Chapter 12 of World Politics (New York:  Alfred A. Knopf, 1958), pp. 299-338. E-reserves

 

Karl Deutsch and J. David Singer, "Multipolar Power Systems and International Stability," World Politics 16 (April 1964), pp. 390-406.

 

September 26-28:  Neorealism and System Structure—the Effects of Power on the Risk of War

Monday

Waltz, Theory of International Politics, pp. 79-128, 161-193.

 

Stephen Walt, The Origins of Alliances (Cornell, 1990), pp. 17-49.

 

Wednesday

 

John A. Vasquez, "The Realist Paradigm and Degenerative versus Progressive Research Programs: An Appraisal of Neotraditional Research on Waltz's Balancing Proposition" The American Political Science Review , Vol. 91, No. 4. (Dec., 1997), pp. 899-912.

Randall Schweller, "Neorealism's Status Quo Bias: What Security Dilemma," Security Studies, (1996). (E-reserves)

Kenneth Waltz, "Evaluating Theories," The American Political Science Review , 91, No. 4. (Dec., 1997), pp. 913-917

October 3-5:  Crisis Bargaining in the Face of Anarchy and the Risk of War

Monday

Thomas Schelling, Arms and Influence, Yale University Press, New Haven:CT, (1966).? Chapter 1 and chapter2.

Paul Huth, ÒExtended Deterrence and the Outbreak of War,Ó American Political Science Review, 82, (1988).

Wednesday

Richard Ned Lebow and Janice Stein, "Deterrence: The Elusive Dependent Variable," World Politics , Vol. 42, No. 3. (Apr., 1990), pp. 336-369.

Paul Huth and Bruce Russett,  "Testing Deterrence Theory: Rigor Makes a Difference," World Politics,Ó Vol. 42, No. 4. (Jul., 1990), pp. 466-501.

James D. Fearon, "Signaling versus the Balance of Power and Interests: An Empirical Test of a Crisis Bargaining Model," The Journal of Conflict Resolution , Vol. 38, No. 2, Arms, Alliances, and Cooperation: Formal Models and Empirical Tests. (1994), pp. 236-269.

 

October 12:  Neorealism and System Structure—the Effects of Power and Power Politics on the Prospects for Economic Cooperation

Monday - Fall Break - No Class

Wednesday

Jacob Viner, "International Finance and Balance of Power Diplomacy," Southwestern Political and Social Science Quarterly 9 (March 1929), pp. 407-51. E-reserves

 

Robert Gilpin, "The Politics of Transnational Economic Relations," International Organization  25 (Summer 1971), pp. 398-419.

 

Stephen Krasner, "State Power and the Structure of International Trade," World Politics 28 (April l976), pp. 317-347.

 

Scott James and David Lake, "The Second Face of Hegemony," International Organization 43 (Winter 1989), pp. 1-29.

 

Joanne Gowa and Edward Mansfield, "Power Politics and International Trade," American Political Science Review 87 (June 1993), pp. 408-420.

 

October 17-19:  The International Institutionalist Perspective

Monday

Robert Keohane, After Hegemony: Cooperation and Discord in the World Political Economy (Princeton, 1984), chapters 5-6.

Joseph Grieco, "Anarchy and the Limits of Cooperation: A Realist Critique of the Newest Liberal Institutionalism," International Organization , Vol. 42, No. 3. (Summer, 1988), pp. 485-507.

Robert Powell, ÒAbsolute and Relative Gains in International Relations,Ó American Political Science Review 85 (December 1991), pp. 1303-1320.

Emerson Niou and Peter Ordeshook, ÒLess Filling, Tastes Great: the Realist-Neoliberal Debate,Ó World Politics 46 (January 1994), pp. 209-34.

Wednesday

George Downs, David Rocke, and Peter Barsoom, ÒIs the Good News about Compliance Good News about Cooperation,Ó International Organization 50 (Summer 1996), pp. 379-406

Beth Simmons, ÒInternational Law and State Behavior: Commitment and Compliance in International Monetary Affairs,Ó American Political Science Review 94, 4 (2000). pp. 819-35.

 

October 24-26:  Liberalism, International Economic Interdependence, and the Prospects for Peace

Monday

Norman Angell, The Great Illusion:  A Study of the Relation of Military Power to National Advantage (New York:  G. P. Putnam's Sons, 1913), chapter 3.  Available in e-reserves under Grieco/PS220S.

 

Kenneth Waltz, "The Myth of Interdependence," in Charles Kindleberger, ed., The International Corporation (Cambridge:  MIT Press, 1970), pp. 205-223.  Available in e-reserves under Grieco/PS220S.

 

John Oneal and Bruce Russett, ÒAssessing the Liberal Peace with Alternative Specifications: Trade Still Reduces Conflict,Ó Journal of Peace Research 36 (July 1999), pp. 423-442.

 

Wednesday

 

Paul A. Papayoanou, "Interdependence, Institutions, and the Balance of Power," International Security 20 (Spring 1996), pp. 42-76.

 

Christopher Gelpi and Joseph M. Grieco, ÒDemocracy, Interdependence, and the Sources of the Liberal Peace,Ó Journal of Peace Research (forthcoming, available at Professor GelpiÕs webpage, www.duke.edu/~gelpi).

 

October 31-November 2:  The Domestic Institutionalist Perspective—Liberal Democratic Peace Theory

Monday

Michael Doyle, ÒLiberalism and World Politics,Ó American Political Science Review 1986.

 

Bruce Russett and Zeev Maoz, "Normative and Structural Causes of the Democratic Peace, 1946‑1986," American Political Science Review, 87 (1993), pp. 624‑638.

 

Wedensday

 

Henry Farber and Joanne Gowa, "Polities and Peace," International Security 20 (Fall 1995), pp. 123‑146.

 

Ido Oren, "The Subjectivity of the Democratic Peace," International Security 20, No. 2 (Fall 1995), pp. 147‑184.

 

Zeev Maoz, "The Controversy over the Democratic Peace: Rearguard Action or Cracks in the Wall?," International Security 22 (Summer 1997), pp. 162‑198.

 

 

November 7-9:  The Domestic Institutionalist Perspective and IPE

Monday

Helen Milner, ÒResisting the Protectionist Temptation:  Industry and the Making of Trade Policy in France and the United States During the 1970s,Ó International Organization 41 (Autumn 1987), pp. 639-666.

 

Michael Bailey, Judith Goldstein, and Barry Weingast, ÒThe Institutional Roots of American Trade Policy:  Politics, Coalitions, and International Trade,Ó World Politics 49 (April 1997), pp. 309-38.

 

Wednesday

David Soskice, ÒDivergent Production Regimes:  Coordinated and Uncoordinated Market Economies in the 1980s and 1990s,Ó in Herbert Kitschelt, Peter Lange, Gary Marks, and John Stephens, eds., Continuity and Change in Contemporary Capitalism (Cambridge, 1999), pp. 101-34. E-reserves

Michael Hiscox, ÒClass Versus Industry Cleavages: Inter-Industry Factor Mobility and the Politics of Trade,Ó International Organization 55 (Winter 2001), pp. 1-46.

 

November 14-16:  Constructivism--Norms, Values, and New Possibilities for Peace

Monday

Alexander Wendt, Social Theory of International Politics (Cambridge, 1999), selected chapters TBA.

John Gerard Ruggie, "What Makes the World Hang Together? Neo-Utilitarianism and the Social Constructivist Challenge," International Organization , 52, 4(1998), pp. 855-886.

Wednesday

Peter Katzenstein, ed., The Culture of National Security (Columbia, 1996), chapters 4-7. (Chapters by Richard Price and Nina Tannenwald, Finnemore, Kier, and Johnston.)

 

November 21:  Individual Leaders, Utility Maximization, and the Study of War

Monday

James Fearon, "Rationalist Explanations for War," International Organization, 49, 3 (1995).

Curtis Signorino, "Strategic Interaction and the Statistical Analysis of International Conflict" The American Political Science Review , Vol. 93, No. 2. (Jun., 1999), pp. 279-297

Alastair Smith, ÒInternational Crises and Domestic Politics,Ó American Political Science Review 92 (September 1998), pp. 623-638.

Bruce Bueno de Mesquita, Alistair Smith, Randolph Siverson, and The Logic of Political Survival, key chapter on democratic war fighting.

Giacomo Chiozza and Ajin Choi, ÒGuess Who Did What: Political Leaders and the Management of Territorial Disputes, 1950-1990Journal of Conflict Resolution 47 (June 2003), pp. 251-278.

Wednesday - Thanksgiving Break - No Class   

 

November 28-30:  Individual Leaders, Psychological Perspectives, and the Study of War

Monday

Ole Holsti, ÒThe 1914 Case,Ó American Political Science Review 59 (June 1965), pp. 365-378.

Irving Janis, Groupthink 2nd ed. , Houghton Mifflin, Boston, pp. 2-47.

Wednesday

Robert Jervis, Perception and Misperception in International Politics, Princeton University Press, Princeton, pp.117-202.

Richard Ned Lebow, Between Peace and War (Johns Hopkins University Press, Baltimore,1981), Chapter 5.

Chaim Kaufmann, "Out of the Labs and Into the Archives: A Method for Testing Psychological Explanations of Political Decision Making," International Studies Quarterly, 38, 4, (1994).

 

 

Special Section:  Model Book and Literature Reviews

 

Book Reviews

Peter Gourevitch, "The Second Image Reversed," International Organization 32 (Autumn 1978), pp. 881-912.

Theda Skocpol, "A Critical Review of Barrington Moore's Social Origins of Dictatorship and Democracy," Politics and Society 4 (Fall 1973), pp. 1-34.

John Ruggie, ÒContinuity and Transformation in the World Polity: Toward a Neorealist SynthesisWorld Politics 35 (April 1983), pp. 261-285.

John A. Vasquez, ÒThe Realist Paradign and Degenerative versus Progressive Research Programs: An Appraisal of Neotraditional Research on WaltzÕs Balancing Proposition,Ó American Political Science Review 91 (December 1997), pp. 899-912.

Douglas Porch, ÒMilitary "Culture" and the Fall of France in 1940: A Review Essay,Ó International Security 24 (Spring 2000), pp. 157-180.

Thomas Schwartz, review of Ballots and Bullets: The Elusive Democratic Peace, in Comparative Political Studies 33 (June 2000).

Richard Rosecrance:  ÒWar and Peace,Ó [review of John MearsheimerÕs Tragedy of Great Power Politics] World Politics 55 (October 2002), pp. 137-166.

 

Literature Reviews

Jack S. Levy, ÒTheories of General War,Ó World Politics 37 (Apr., 1985), pp. 344-374.

Jack Levy, "Declining Power and the Preventive Motivation for War," World Politics 40 (October 1987), pp. 82-107.

Jack Levy, ÒDomestic Politics and War,Ó Journal of Interdisciplinary History 18 (Spring, 1988), pp. 653-673.

 

Robert Jervis, ÒWar and Misperception,Ó Journal of Interdisciplinary History 18 (Spring, 1988), pp. 675-700.

Jack Levy, "Learning and Foreign Policy:  Sweeping a Conceptual Minefield," International Organization 48 (Spring 1994): 279-312.

John Mearsheimer,"The False Promise of International Institutions," International Security 19 (Winter 1994/95).